Legal & Compliance10 min read
The Role of the BSA/AML Compliance Officer in a U.S. FinTech Company
A BSA/AML compliance officer turns a fintech’s legal obligations into daily work: reviewing risk, overseeing investigations, keeping reporting on time, training staff, and correcting control failures. The role needs authority to raise problems with management and the resources to resolve them. Naming one person without giving them access to transaction data or investigation capacity leaves the program exposed.
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